Karpus Investment Management
Firm details
- Headquarters
- Pittsford, New York
- CRD number
- 110275
- Registered since
- March 5, 1987
- Website
- karpus.com
- Custodians
- US BANCORP NATIONAL ASSOCIATION
- Fee structure
- Percentage of AUM
- Client types
- HNWI59.54%
- Pension & Profit Sharing Plans12.67%
- Corporations / Businesses11.53%
- Individuals10.42%
- Charitable Organizations4.25%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Karpus Investment Management is an independent, SEC-registered registered investment adviser organized as a corporation and operating since 1987. Its client mix includes individuals and families as well as institutional accounts. The firm provides discretionary portfolio management for individuals, small businesses and larger business or institutional clients and charges fees based on a percentage of assets under management. Karpus does not classify itself as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Exchange Traded Equities17%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
2 of 2
Jodi Hedberg
Chief Compliance OfficerCRD 2726691
Daniel Lippincott
President, Chief Investment OfficerCRD 6019452
Contacts
3 of 6
Corey Gallahan
Vice PresidentCRD 7350577
Juan Garzaron
Senior Vice PresidentCRD 5005821
David D'ambrosio
Senior Vice PresidentCRD 4056925
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$1.3B in ETFs
96%
$1.3B
<1%
$52.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $252M | 366,496 | 19.20% |
Location
Pittsford, NY
Monroe
Location
Pittsford, NY
Headquartered in Pittsford, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- Monroe
- Address
- 183 Sullys Trl
- Time zone
- ET (UTC-5)
- Office locations
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