Karpus Investment Management
Firm details
- Headquarters
- Pittsford, New York
- CRD number
- 110275
- Registered since
- March 5, 1987
- Website
- karpus.com
- Custodians
- US BANCORP NATIONAL ASSOCIATION
- Fee structure
- Percentage of AUM
- Client types
- HNWI61.39%
- Pension & Profit Sharing Plans12.29%
- Corporations / Businesses11.21%
- Individuals9.72%
- Charitable Organizations3.85%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Karpus Investment Management is an independent, SEC-registered registered investment adviser that has been operating since 1987. The firm serves both individual and family clients as well as institutional clients, providing portfolio management for individuals, small businesses, and institutions. Its ownership is recorded as a combination of individual and foreign-entity interests. Compensation is fee-based, billed as a percentage of assets under management. The firm does not present itself as a capital allocator and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Exchange Traded Equities19%
- Cash & Cash Equivalents2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$1.3B in ETFs
96%
$1.3B
<1%
$52.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $252M | 366,496 | 19.20% |
Location
Pittsford, NY
Monroe
Location
Pittsford, NY
Headquartered in Pittsford, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- Monroe
- Address
- 183 Sullys Trl
- Time zone
- ET (UTC-5)
- Office locations
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