LOCKTON RE CAPITAL MARKETS, LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
323110
Registered since
July 25, 2023

Firm profile

FINTRX

Overview

Lockton Re Capital Markets, LLC is a limited liability company that registered with the SEC in 2023. FINTRX classifies the firm as unclassified and lists its owner type as a mix of domestic entity and individual ownership. The snapshot data indicates the firm is not designated as a capital allocator, is not an active ESG investor, and is not identified as a multi-state adviser or pension consultant. FINTRX does not provide descriptive detail about the firm’s advisory or business activities, so its target client segments and investment mandates are not publicly documented in that source.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • FREDERICK WHEADON

    Senior BrokerCRD 7951833

  • Brendan Roche

    Head of DistributionCRD 7085138

  • DMITRI KRALIK

    Capital Markets AssociateCRD 7919944

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
261 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth