Lockton Re Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2023

Total AUM

—

Advisory reps

8

Avg account

$0

Firm details

Headquarters: New York, New York
CRD number: 323110
Registered since: July 25, 2023
Website: global.lockton.com

Firm profile

FINTRX

Overview

Lockton Re Capital Markets, LLC is organized as a limited liability company and is recorded as having registered with the SEC in 2023. Ownership is listed as a mix of a domestic entity and an individual. FINTRX classifies the firm as "Unclassified." The record indicates the firm is not a capital allocator and is not identified as an active ESG investor. It is not listed as a multi-state adviser and is not flagged as a newly formed adviser.

Assets & Accounts

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Contacts

3 of 8

Frederick Wheadon
Senior BrokerCRD 7951833
Brendan Roche
Head of DistributionCRD 7085138
Dmitri Kralik
Capital Markets AssociateCRD 7919944

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: New York
Address: 261 5th Ave
Time zone: ET (UTC-5)
Office locations

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