Light Horse Securities, Inc

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
120242
Registered since
July 25, 2002

Firm profile

FINTRX

Overview

Light Horse Securities, Inc. is organized as a corporation with ownership listed as a combination of a domestic entity and an individual. Publicly available snapshot data on the firm is sparse: it is classified as "unclassified" in the source and several typical adviser attributes are not indicated. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. It also does not appear in the data as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Those negative flags suggest the company does not publicly position itself around institutional allocation, cross-state retail advisory networks, pension consulting, or family-office style related-adviser structures. Available records show the firm operates from a single office, but there are no disclosed details about client profiles, assets under management, advisory activities, fee structure, or public holdings. The lack of substantive disclosures in those areas limits the ability to profile investment approach, product use, or client service model from the source data alone.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Mikhail Suleymanov

    Chief Compliance OfficerCRD 6537970

Contacts

3 of 5
  • Xing Wang

    Xing Wang

    Financial AdvisorCRD 5326713

  • Robert Gilman

    FinOpCRD 1738412

  • Michael Ferraro

    Vice President of OperationsCRD 5321027

Unlock 2 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
330 7th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth