LEDGER CAPITAL MARKETS, LLC

Broker-DealerFINRA MemberEst. 2018
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
289140
Registered since
January 4, 2018

Firm profile

FINTRX

Overview

Ledger Capital Markets, LLC is organized as a limited liability company and registered with the SEC in 2018. Publicly available records classify the firm as unclassified and indicate ownership ties to both a domestic entity and an individual. The firm does not present itself as a capital allocator and is not identified as an active ESG investor. It is not designated as a multistate adviser, a pension consultant, or a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • PATRICK HARRIS

    Chief Compliance OfficerCRD 5748909

  • Samir Shah

    Founder and CEOCRD 6824841

Contacts

2 of 2
  • Michele Silvestro

    FinOpCRD 6960939

  • Ryan Saul

    Managing DirectorCRD 6938209

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
75 Rockefeller Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth