Korea Investment & Securities America, Inc.

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
104158
Registered since
January 23, 2001

Firm profile

FINTRX

Overview

Korea Investment & Securities America, Inc. is a U.S.-incorporated investment bank registered with the SEC since 2001. The firm is organized as a corporation and identified in filings as a domestic entity/individual owner type. Public metadata indicates it does not act as a capital allocator and is not flagged as an active ESG investor. Other reported attributes include that it is not a multistate adviser, not a pension consultant, and not identified as a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Sanghyun Bae

    Sanghyun Bae

    Chief Compliance OfficerCRD 5451074

  • Young Park

    Chief Financial OfficerCRD 5145077

  • Youn Kwang Woo

    Youn Kwang Woo

    CEOCRD 6944789

Contacts

3 of 7
  • Yeonggyeong Pak

    Administrative AssistantCRD 6899679

  • Kisuk Yang

    General ManagerCRD 7884645

  • Min A Chi

    Min A Chi

    Equity SalesCRD 7771644

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1350 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth