KLEON FINANCIAL, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
121537
Registered since
January 2, 2003

Firm profile

FINTRX

Overview

Kleon Financial, LLC is a limited liability company that has been SEC-registered since 2003. Public records identify the ownership as a mix of a domestic entity and an individual, but the firm is listed as "unclassified" for its business segment. The dataset does not describe a client base, fee model, or specific advisory activities. Recorded attributes indicate Kleon Financial does not operate as a capital allocator, is not a multi-state adviser, and is not positioned as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • MICHAEL SMYTH

    Co-Chief Compliance OfficerCRD 1871779

  • NEIL CATANIA

    Co-CEOCRD 2719448

Contacts

2 of 2
  • PHILIPPE GHANEM

    Co-Founder and Chairman of the BoardCRD 8073610

  • RICARDO CLARKE

    FinOpCRD 6253240

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
Co Accounting Compliance Int St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth