KEPLER CAPITAL MARKETS, INC.

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
21
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
139148
Registered since
June 7, 2006

Firm profile

FINTRX

Overview

Kepler Capital Markets, Inc. is recorded as a corporation that registered with the SEC in 2006. FINTRX indicates ownership involves a foreign entity and an individual; the firm is labeled “unclassified” in its profile. The record also notes that the firm is not a capital allocator, does not identify as an active ESG investor, and is not designated as a multi-state adviser. It is not listed as a pension consultant or a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • CHRISTOPHER LAVAGNINO

    CEOCRD 2960731

  • Kelsey McCarthy

    CoordinatorCRD 8158085

Contacts

3 of 19
  • JACK KAPLAN

    Electronic marketsCRD 8229094

  • HUGO SARKIS

    Managing DirectorCRD 6643262

  • Andrew Totman

    Registered RepresentativeCRD 1479719

Unlock 16 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
12 E 49th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth