Joseph Stone Capital L.L.C.

Broker-DealerFINRA MemberEst. 2013
Total AUM
—
Advisory reps
27
Avg account
$0

Firm details

Headquarters
Garden City, New York
CRD number
159744
Registered since
February 26, 2013

Firm profile

FINTRX

Overview

Joseph Stone Capital L.L.C. is organized as a limited liability company and is registered with the SEC (registration year 2013). Filings classify the firm as an investment bank rather than a traditional registered investment adviser focused on discretionary wealth management. Ownership is identified as a combination of a domestic entity and an individual. Public disclosures indicate the firm does not position itself as a capital allocator and does not report being an active ESG investor. The firm is not listed as a multistate adviser and is not described as a pension consultant or related adviser in available data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Damian Maggio

    Damian Maggio

    CEOCRD 2864247

  • Richard Nelson

    Richard Nelson

    Chief Market StrategistCRD 1128664

Contacts

3 of 25
  • Vincent Polidori

    Investment Adviser RepresentativeCRD 1658661

  • Jon Nixon

    Jon Nixon

    FounderCRD 4710715

  • John Fendrich

    Managing DirectorCRD 1791002

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Garden City, NY

Nassau

Location

Garden City, NY

Headquartered in Garden City, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
585 Stewart Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth