J.C. Flowers Securities Co LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
168757
Registered since
November 13, 2014

Firm profile

FINTRX

Overview

J.C. Flowers Securities Co LLC is organized as a limited liability company and has been registered with the SEC since 2014. The firm is owned by an individual and is classified in the data as unclassified for advisory type. Available filings indicate it does not identify itself as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The dataset does not include detail on the firm’s client segments, fee schedules, specific business activities, or the nature of any advisory offerings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • James Flowers

    James Flowers

    CEO and Managing DirectorCRD 1050979

Contacts

3 of 7
  • Timothy Peyser

    Timothy Peyser

    Private Equity AssociateCRD 6654909

  • Thomas Cleary

    Thomas Cleary

    AssociateCRD 7144097

  • Sally Rocker

    Sally Rocker

    Managing Director, General CounselCRD 5286094

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1301 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth