J.C. Flowers Securities Co LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
8
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
168757
Registered since
November 13, 2014

Firm profile

FINTRX

Overview

J.C. Flowers Securities Co LLC is organized as a limited liability company with individual ownership and an unclassified business designation. The public profile supplied is sparse: the firm is not listed as a capital allocator, does not identify as an active ESG investor, and is not flagged as a pension consultant or related adviser. Several typical disclosure fields — client base, fee structure, stated business activities and advisory activities — were left blank in the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • James Flowers

    James Flowers

    CEO and Managing DirectorCRD 1050979

  • Sally Rocker

    Sally Rocker

    Managing Director, Chief Operating OfficerCRD 5286094

Contacts

3 of 6
  • Thomas Harding

    Thomas Harding

    Managing DirectorCRD 5344536

  • John Oros

    John Oros

    Senior AdvisorCRD 353421

  • Yi Dong

    Yi Dong

    Managing DirectorCRD 5814030

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1301 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth