ITAU BBA USA SECURITIES, INC.

Broker-DealerFINRA MemberEst. 2023
Total AUM
Accounts
0
Employees
38
Advisory reps
34
Brokerage reps
25
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
118817
Registered since
September 11, 2023
Fee structure
Fixed Fees, Commissions

Firm profile

FINTRX

Overview

Itau Bba USA Securities, Inc. operates as a U.S. broker‑dealer and the American operating arm of a foreign investment bank. Registered with the SEC in 2023, the entity functions primarily in brokerage and capital‑markets activities rather than as a discretionary capital allocator. Its business model centers on transactional revenue — commissions and fixed fees — and on supporting distribution, placement and execution of investment products to institutional and intermediary clients. The firm is not flagged as an active ESG investor and is identified as related to other advisory and banking affiliates, indicating it participates within a broader group of financial services businesses rather than acting as a stand‑alone wealth manager.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • KENNETH GOODALL

    Chief Compliance OfficerCRD 2682569

  • JULIA MCCLANAN

    COOCRD 4591590

Contacts

3 of 32
  • BRIAN CONNOLLY

    Trade SupportCRD 2414492

  • Gene Turok

    Portfolio SpecialistCRD 4162347

  • JULIANA PINHO

    Institutional Equity SalesCRD 6248155

Unlock 29 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
599 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth