Itau Bba USA Securities, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 118817
- Registered since
- September 11, 2023
- Fee structure
- Fixed Fees, Commissions
Firm profile
FINTRXOverview
Itau Bba USA Securities, Inc. operates as a U.S. broker‑dealer and the American operating arm of a foreign investment bank. Registered with the SEC in 2023, the entity functions primarily in brokerage and capital‑markets activities rather than as a discretionary capital allocator. Its business model centers on transactional revenue — commissions and fixed fees — and on supporting distribution, placement and execution of investment products to institutional and intermediary clients. The firm is not flagged as an active ESG investor and is identified as related to other advisory and banking affiliates, indicating it participates within a broader group of financial services businesses rather than acting as a stand‑alone wealth manager.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Kenneth Goodall
Chief Compliance OfficerCRD 2682569

Julia Mcclanan
COOCRD 4591590
Contacts
3 of 33Brian Connolly
Trade SupportCRD 2414492

Gene Turok
Portfolio SpecialistCRD 4162347

Juliana Pinho
Institutional Equity SalesCRD 6248155
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 599 Lexington Ave
- Time zone
- ET (UTC-5)
- Office locations
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