Investx Markets LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
148248
Registered since
January 12, 2009

Firm profile

FINTRX

Overview

Investx Markets LLC is organized as a limited liability company and has been registered with the SEC since 2009. Ownership is reported as domestic with individual-linked ownership. The firm is classified as unclassified in the available records and is not identified as a related adviser or a pension consultant. It does not present itself as a multi-state adviser and is not labeled a newly formed adviser. The firm is not identified as a capital allocator, which suggests it does not operate primarily as a fund-of-funds or as a manager that allocates to third‑party managers. The dataset also indicates Investx Markets is not an active ESG investor; beyond those discrete attributes, no operating model, fee schedule, client segmentation, or specific advisory activities are listed.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Joel Simon

    Joel Simon

    Chief Compliance OfficerCRD 3062973

  • Daniel Sanders

    Daniel Sanders

    CEOCRD 2673344

  • Marcus New

    Marcus New

    Owner & CEOCRD 7235082

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Contacts

3 of 8
  • Argenys Morban

    Argenys Morban

    Investment AssociateCRD 7030076

  • Kandace Espinosa

    Kandace Espinosa

    Head of National AccountsCRD 4561084

  • Justin Tompkins

    Justin Tompkins

    Sr. ManagerCRD 6319600

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
19 Fulton St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth