HRT FINANCIAL LP

Broker-DealerFINRA MemberEst. 2009

Total AUM

—

Advisory reps

253

Avg account

$0

Firm details

Headquarters: New York, New York
CRD number: 152144
Registered since: December 18, 2009
Website: www.hudsonrivertrading.com

Firm profile

FINTRX

Overview

HRT Financial LP is organized as a partnership and has been registered with the SEC since 2009. Public records identify ownership by a combination of a domestic entity and an individual. The firm is classified as unclassified in the snapshot data and is not listed as a capital allocator, related adviser, pension consultant, or an active ESG investor. Several standard adviser flags are negative: it is not marked as a multi-state adviser and is not described as newly formed.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 3

Nachshon Block
Chief Financial OfficerCRD 7192815
Scott Kloin
Chief Regulatory OfficerCRD 4971326
MICHAEL JOSEPH
COO/CFO/CCOCRD 3008655

Contacts

3 of 250

ALEXANDRE LAMY
AnalystCRD 6666850
TOAN PHAN
AnalystCRD 6382649
Chunchun Gu
AnalystCRD 7090463

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 709

Active vs passive

$9B in ETFs

Passive

98%

$8.8B

Active

1%

$206M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$4.5B	6,906,576	50.10%

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Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: NEW YORK
Address: 3 World Trade Ctr 175 Greenwic St
Time zone: ET (UTC-5)
Office locations

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