HOWE AND RUSLING, INC.
Firm details
- Headquarters
- ROCHESTER, New York
- CRD number
- 104627
- Registered since
- January 3, 1941
- Website
- www.howeandrusling.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI76.07%
- Individuals16.38%
- Charitable Organizations4.15%
- Insurance Companies3.08%
- Corporations / Businesses0.32%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Howe And Rusling, Inc. is an independent registered investment adviser organized as a corporation and operating as a capital allocator for both individual/family and institutional clients. The firm combines fee models that include percentage-of-AUM and fixed fees, and it delivers financial planning, portfolio management for individuals and small businesses as well as for businesses or institutions, selection of other advisers, and the publication of periodicals or newsletters. The firm identifies as an active ESG investor and lists an industry affiliation with a law firm. Howe And Rusling has been SEC-registered for many decades and is owned at the individual level.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Investment Grade Corp Bonds14%
- US Government Bonds7%
- State & Local Bonds7%
- Cash & Cash Equivalents6%
Owners & executives
1 of 1BRIAN LESTER
Chief Investment OfficerCRD 3182010
Contacts
3 of 11Michael Carrico
Wealth ManagerCRD 6616495
CRAIG CAIRNS
PresidentCRD 2637602
RYAN TOMKO
Vice President, Wealth ManagerCRD 5921803
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 317Active vs passive
$555M in ETFs
97%
$538M
<1%
$16.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $61.9M | 192,890 | 11.15% |
Location
ROCHESTER, NY
MONROE
Location
ROCHESTER, NY
Headquartered in ROCHESTER, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- MONROE
- Address
- 165 Culver Rd
- Time zone
- ET (UTC-5)
- Office locations
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