Rise Advisors, LLC

RIASEC RegisteredEst. 2020
Total AUM
$441M
Discretionary
$417M
95% of AUM
Avg account
$326K
Accounts
1,354
Employees
9
Advisory reps
7

Firm details

Headquarters
Rochester, New York
CRD number
309760
Registered since
July 16, 2020
Website
riseadvisorsgroup.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI53.56%
  • Individuals30.48%
  • Charitable Organizations14.99%
  • Corporations / Businesses0.98%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Rise Advisors, LLC is an independent registered investment adviser formed as an LLC and first registered with the SEC in 2020. It operates as a capital allocator for both individual & family clients and institutional accounts, and the firm also functions as an insurance broker. Ownership is held by an individual principal. The firm charges clients via a mix of percentage of AUM, hourly fees, and fixed fees, and it delivers financial planning, portfolio management for individuals and small businesses, selection of other advisers, pension consulting services, and educational seminars/workshops. Rise Advisors is not identified as an active ESG investor and does not report multi-state adviser status.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Exchange Traded Equities 18%, Private Funds 8%, Cash & Cash Equivalents 5%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%67%
  • Public Funds/Mutual Funds67%
  • Exchange Traded Equities18%
  • Private Funds8%
  • Cash & Cash Equivalents5%
  • State & Local Bonds1%

Contacts

3 of 7
  • Mark Jones

    Mark Jones

    Founding PartnerCRD 4442200

  • Stephanie Kelm

    Stephanie Kelm

    Founding PartnerCRD 6165565

  • Zachary Harrington

    Zachary Harrington

    Founding PartnerCRD 6199685

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 84

Active vs passive

$663M in ETFs

Passive

66%

$434M

Active

31%

$229M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD GROWTH INDEX FUND (VUG)VanguardPassiveLarge Growth$52.5M609,9597.92%
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Location

Primary office

Rochester, NY

Monroe

Location

Rochester, NY

Headquartered in Rochester, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area
Rochester-Batavia-Seneca Falls, NY
Region
Northeast
County
Monroe
Address
500 Linden Oaks
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth