HORIZON KINETICS ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 1994

Total AUM

$9.6B

Discretionary

$9.5B

98% of AUM

Avg account

$4.3M

Accounts

2,223

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 106096
Registered since: September 23, 1994
Website: horizonkinetics.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Subscription Fees, Fixed Fees, Performance Based Fees
Client types: Investment Companies39.27%
HNWI26.63%
Pooled Investment Vehicles20.92%
Corporations / Businesses11.74%
Pension & Profit Sharing Plans1.17%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

Horizon Kinetics Asset Management LLC is an SEC-registered investment manager operating as an LLC since 1994. The firm serves both individual/family clients and institutional investors and combines hedge fund and private equity activity with traditional asset management. It offers portfolio management across individual accounts, pooled vehicles and investment companies, and also publishes periodicals or newsletters. Horizon Kinetics charges a mix of fees — percentage of AUM, subscription and fixed fees, plus performance-based fees — and participates in sponsor and GP roles for pooled investment vehicles. It is not positioned as an ESG investor and is not a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities82%
Public Funds/Mutual Funds9%
Cash & Cash Equivalents5%
Non-Exchange Traded Equities4%

Owners & executives

3 of 3

MARK HERNDON
Chief Financial OfficerCRD 8065808
RUSSELL GRIMALDI
Chief Compliance Officer & Associate General CounselCRD 5210776
ALUN WILLIAMS
Chief Operating OfficerCRD 4331633