Horizon Kinetics Asset Management LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 106096
- Registered since
- September 23, 1994
- Website
- horizonkinetics.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Subscription Fees, Fixed Fees, Performance Based Fees
- Client types
- Investment Companies39.27%
- HNWI26.63%
- Pooled Investment Vehicles20.92%
- Corporations / Businesses11.74%
- Pension & Profit Sharing Plans1.17%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of Periodicals
Firm profile
FINTRXOverview
Horizon Kinetics Asset Management LLC is a multi-product investment manager registered with the SEC since 1994. The firm operates as a limited liability company and runs both pooled vehicles and separate-account strategies, including hedge fund and private equity products. Its client base spans individuals and families as well as institutional investors. Horizon Kinetics charges a mix of fee types across its offerings — percentage-of-AUM, subscription fees, fixed fees and performance-based fees — and publishes periodic investment commentary or newsletters as part of its adviser activities. The firm describes its core activities as portfolio management for individuals, businesses, institutions and pooled investment vehicles. It is not identified as an active ESG investor. Horizon Kinetics also has industry roles beyond advisory work: it is affiliated with broker-dealer activity, operates as a sponsor/GP of pooled vehicles and sponsors limited partnerships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities82%
- Public Funds/Mutual Funds9%
- Cash & Cash Equivalents5%
- Non-Exchange Traded Equities4%
Owners & executives
3 of 3
Russell Grimaldi
Chief Compliance Officer & Associate General CounselCRD 5210776
Alun Williams
Chief Operating OfficerCRD 4331633
Mark Herndon
Chief Financial OfficerCRD 8065808
Contacts
3 of 3Steven Bregman
President, Co-FounderCRD 2568218
Peter Doyle
Managing DirectorCRD 2590707
Jay Kesslen
General Counsel, Managing DirectorCRD 4335392
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 51Active vs passive
$653M in ETFs
93%
$607M
6%
$46.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| GRAYSCALE BITCOIN TRUST ETF (GBTC) | Grayscale | Passive | Digital Assets | $553M | 12,139,990 | 84.57% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1270 Avenue Of The Americas
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Basalt Infrastructure Partners LLC
RIANew York, NY
Orix Advisers, LLC
RIANew York, NY
Dockside Platforms
RIANew York, NY
Roundhill Investments
RIANew York, NY
Rubric Capital Management LP
RIANew York, NY
MJX Asset Management LLC
RIANew York, NY