Horizon Kinetics Asset Management LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 106096
- Registered since
- September 23, 1994
- Website
- horizonkinetics.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Subscription Fees, Fixed Fees, Performance Based Fees
- Client types
- Investment Companies39.27%
- HNWI26.63%
- Pooled Investment Vehicles20.92%
- Corporations / Businesses11.74%
- Pension & Profit Sharing Plans1.17%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of Periodicals
Firm profile
FINTRXOverview
Horizon Kinetics Asset Management LLC is an SEC-registered investment manager organized as an LLC and operating since 1994. The firm functions as a multifaceted fund manager with both hedge fund and private equity activities. Its client mix includes high-net-worth individuals and families alongside institutional investors. Horizon Kinetics charges a mix of fees — asset-based management fees, fixed and subscription arrangements, and performance-linked fees — and provides portfolio management across individuals/small businesses, pooled vehicles, investment companies, and institutional/business accounts. The firm also publishes periodicals or newsletters as part of its advisory activities. Horizon Kinetics is not characterized as an ESG-focused investor and is not newly formed or a multi-state adviser per the reported data. It has industry affiliations that extend beyond pure advisory work: the firm is connected to a broker-dealer, functions as another type of registered investment adviser in certain capacities, and acts as sponsor, general partner or managing member of pooled investment vehicles and limited partnership sponsorships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities82%
- Public Funds/Mutual Funds9%
- Cash & Cash Equivalents5%
- Non-Exchange Traded Equities4%
Owners & executives
3 of 3Mark Herndon
Chief Financial OfficerCRD 8065808

Russell Grimaldi
Chief Compliance Officer & Associate General CounselCRD 5210776
Alun Williams
Chief Operating OfficerCRD 4331633
Contacts
3 of 3Jay Kesslen
General Counsel, Managing DirectorCRD 4335392
Peter Doyle
Managing DirectorCRD 2590707
Steven Bregman
President, Co-FounderCRD 2568218
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 51Active vs passive
$653M in ETFs
93%
$607M
6%
$46.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| GRAYSCALE BITCOIN TRUST ETF (GBTC) | Grayscale | Passive | Digital Assets | $553M | 12,139,990 | 84.57% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 470 Park Ave S
- Time zone
- ET (UTC-5)
- Office locations
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