Roundhill Investments
Firm details
- Headquarters
- New York, New York
- CRD number
- 300799
- Registered since
- April 8, 2019
- Website
- www.roundhillinvestments.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Roundhill Investments is a corporation registered with the SEC in 2019 that operates as an institutional registered investment adviser. The firm serves primarily institutional clients and charges fees as a percentage of assets under management. Ownership is listed as a combination of a foreign entity and an individual. Regulatory and business activity details show Roundhill functions in commodity pool/commodity trading advisor roles (CPO/CTA) and provides portfolio management services for investment companies. The firm is not identified as an active ESG investor and is not characterized as a capital allocator.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Will Hershey
Co-Founder & CEOCRD 7074024

David Mazza
Chief Executive OfficerCRD 5959646
Steven Ludwig
Chief Compliance OfficerCRD 2440911
Contacts
1 of 1
Timothy Maloney
Co-FounderCRD 6078731
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 154 W 14th St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Rubric Capital Management LP
RIANew York, NY
Horizon Kinetics Asset Management LLC
RIANew York, NY
Basalt Infrastructure Partners LLC
RIANew York, NY
Orix Advisers, LLC
RIANew York, NY
Dockside Platforms
RIANew York, NY
MJX Asset Management LLC
RIANew York, NY