Roundhill Investments

RIASEC RegisteredEst. 2019
Total AUM
$9.6B
Discretionary
$9.6B
100% of AUM
Avg account
$213M
Accounts
45
Employees
13
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
300799
Registered since
April 8, 2019
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Roundhill Investments is a corporation registered with the SEC in 2019 that operates as an institutional registered investment adviser. The firm serves primarily institutional clients and charges fees as a percentage of assets under management. Ownership is listed as a combination of a foreign entity and an individual. Regulatory and business activity details show Roundhill functions in commodity pool/commodity trading advisor roles (CPO/CTA) and provides portfolio management services for investment companies. The firm is not identified as an active ESG investor and is not characterized as a capital allocator.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Will Hershey

    Will Hershey

    Co-Founder & CEOCRD 7074024

  • David Mazza

    David Mazza

    Chief Executive OfficerCRD 5959646

  • Steven Ludwig

    Chief Compliance OfficerCRD 2440911

Contacts

1 of 1
  • Timothy Maloney

    Timothy Maloney

    Co-FounderCRD 6078731

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
154 W 14th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth