Dockside Platforms
Firm details
- Headquarters
- New York, New York
- CRD number
- 330606
- Registered since
- May 28, 2025
- Fee structure
- Percentage of AUM
- Client types
- Other100%
- Services
- Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Dockside Platforms is structured as a limited liability company and operates as a hedge fund adviser that is SEC-registered. Its advisory activity centers on managing pooled investment vehicles and selecting other investment managers for those vehicles. The firm charges fees tied to assets under management and does not identify itself as an ESG investor. Corporate roles disclosed in filings include sponsor/GP or managing member of pooled vehicles and affiliations with broker-dealer and commodity pool/operator or CTA activities, indicating it plays multiple roles across product formation and operation.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Cash & Cash Equivalents14%
- State & Local Bonds11%
- Non-Investment Grade Corp Bonds4%
- Investment Grade Corp Bonds2%
Owners & executives
2 of 2
William England
CEO and Chief Investment OfficerCRD 6210716

Thomas Wynn
Global Chief Compliance OfficerCRD 4208019
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2Active vs passive
$2.6M in ETFs
100%
$2.6M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $1.3M | 6,024 | 50.00% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 120 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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