Dockside Platforms

RIASEC RegisteredEst. 2025
Total AUM
$9.6B
Discretionary
$9.1B
95% of AUM
Avg account
$875M
Accounts
11
Employees
10
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
330606
Registered since
May 28, 2025
Fee structure
Percentage of AUM
Client types
  • Other100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Dockside Platforms is structured as a limited liability company and operates as a hedge fund adviser that is SEC-registered. Its advisory activity centers on managing pooled investment vehicles and selecting other investment managers for those vehicles. The firm charges fees tied to assets under management and does not identify itself as an ESG investor. Corporate roles disclosed in filings include sponsor/GP or managing member of pooled vehicles and affiliations with broker-dealer and commodity pool/operator or CTA activities, indicating it plays multiple roles across product formation and operation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 67%, Cash & Cash Equivalents 14%, State & Local Bonds 11%, Non-Investment Grade Corp Bonds 4%, Investment Grade Corp Bonds 2%, Non-Exchange Traded Equities 1%, Derivatives 1%67%
  • Exchange Traded Equities67%
  • Cash & Cash Equivalents14%
  • State & Local Bonds11%
  • Non-Investment Grade Corp Bonds4%
  • Investment Grade Corp Bonds2%

Owners & executives

2 of 2
  • William England

    William England

    CEO and Chief Investment OfficerCRD 6210716

  • Thomas Wynn

    Thomas Wynn

    Global Chief Compliance OfficerCRD 4208019

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$2.6M in ETFs

Passive

100%

$2.6M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 EQUAL WEIGHT ETF (RSP)InvescoPassiveLarge Blend$1.3M6,02450.00%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
120 5th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth