Dockside Platforms
Firm details
- Headquarters
- New York, New York
- CRD number
- 330606
- Registered since
- May 28, 2025
- Fee structure
- Percentage of AUM
- Client types
- Other100%
- Services
- Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Dockside Platforms is organized as an LLC and operates as a hedge fund manager that primarily runs and advises pooled investment vehicles. The firm charges fees as a percentage of assets under management and performs portfolio management for its funds as well as selection of sub‑advisers. Dockside Platforms is not positioned as a multi‑state adviser or a pension consultant, it does not market itself as an ESG investor, and it reports ownership through a mix of domestic entity and individual ownership. The firm is also active in sponsor/GP roles and lists broker‑dealer and commodity pool/CTA relationships among its industry affiliations. Dockside Platforms registered with the SEC in 2025.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Cash & Cash Equivalents14%
- State & Local Bonds11%
- Non-Investment Grade Corp Bonds4%
- Investment Grade Corp Bonds2%
Owners & executives
2 of 2
William England
CEO and Chief Investment OfficerCRD 6210716
Thomas Wynn
Global Chief Compliance OfficerCRD 4208019
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2Active vs passive
$2.6M in ETFs
100%
$2.6M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $1.3M | 6,024 | 50.00% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 120 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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