DOCKSIDE PLATFORMS
Firm details
- Headquarters
- New York, New York
- CRD number
- 330606
- Registered since
- May 28, 2025
- Fee structure
- Percentage of AUM
- Client types
- Other100%
- Services
- Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Dockside Platforms is an LLC that operates as a hedge fund manager and adviser to pooled investment vehicles. The firm registered with the SEC in 2025 and charges fees based on a percentage of assets under management. Its regulatory filings identify core advisory activities as portfolio management for pooled vehicles and the selection of other advisers, and the firm also functions in sponsor/GP and managed‑vehicle roles. Dockside Platforms does not position itself as an ESG‑focused investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Cash & Cash Equivalents14%
- State & Local Bonds11%
- Non-Investment Grade Corp Bonds4%
- Investment Grade Corp Bonds2%
Owners & executives
2 of 2WILLIAM ENGLAND
CEO and Chief Investment OfficerCRD 6210716
THOMAS WYNN
Global Chief Compliance OfficerCRD 4208019
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$3.9M in ETFs
100%
$3.9M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| THE FINANCIAL SELECT SECTOR SPDR FUND (XLF) | State Street | Passive | Financial | $1.3M | 23,642 | 33.33% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 120 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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