Orix Advisers, LLC

RIASEC RegisteredEst. 2020
Total AUM
$9.6B
Discretionary
$7.3B
76% of AUM
Avg account
$458M
Accounts
21
Employees
372
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
307580
Registered since
March 5, 2020
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles68.25%
  • Other22.21%
  • Insurance Companies5.02%
  • Corporations / Businesses4.51%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Orix Advisers, LLC is an SEC-registered alternative asset manager and fund sponsor focused on institutional clients. The firm is structured as an LLC and is set up to operate across pooled investment vehicles and mandates for businesses or institutions. Its registration with the SEC dates to 2020. Orix Advisers is organized as a manager of securitized asset vehicles and private equity strategies and also identifies as a multifaceted fund manager; it performs commodity pool operations and/or commodity trading adviser activities (CPO/CTA). Fees are charged as a percentage of assets under management and may include performance-based compensation on applicable products. The firm does not describe itself as an active ESG investor. Industry relationships include roles tied to a broker-dealer, other investment-adviser registrations, and sponsor/GP or managing-member responsibilities for pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 46%, Investment Grade Corp Bonds 28%, Non-Investment Grade Corp Bonds 24%, Exchange Traded Equities 1%46%
  • Other46%
  • Investment Grade Corp Bonds28%
  • Non-Investment Grade Corp Bonds24%
  • Exchange Traded Equities1%

Owners & executives

2 of 2
  • Dan Ronnen

    Chief Compliance OfficerCRD 4970528

  • Michele Halickman

    Chief Compliance OfficerCRD 7223820

Contacts

3 of 3
  • Joseph Intagliata

    Joseph Intagliata

    Registered RepresentativeCRD 6914241

  • Jeffrey Abrams

    Jeffrey Abrams

    Executive CommitteeCRD 2846985

  • Haley Barron

    Corporate ControllerCRD 8303841

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth