Heron Bay Capital Management

RIASEC Registered
Total AUM
$644M
Discretionary
$591M
92% of AUM
Avg account
$1.3M
Accounts
490
Employees
7
Advisory reps
7

Firm details

Headquarters
Bloomfield Hills, Michigan
CRD number
305537
Registered since
November 12, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI76.46%
  • Individuals14.29%
  • Pension & Profit Sharing Plans9.25%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Heron Bay Capital Management is an independent registered investment adviser organized as an LLC and SEC-registered in 2019. The firm is owned by an individual and identifies as a capital allocator serving individual and family clients on a percentage-of-AUM fee basis. Its reported advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting. Filings indicate the firm does not market itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 86%, Cash & Cash Equivalents 6%, US Government Bonds 3%, State & Local Bonds 2%, Non-Exchange Traded Equities 1%, Public Funds/Mutual Funds 1%, Private Funds 1%86%
  • Exchange Traded Equities86%
  • Cash & Cash Equivalents6%
  • US Government Bonds3%
  • State & Local Bonds2%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1
  • Kevin Kuhl

    Kevin Kuhl

    Chief Compliance OfficerCRD 6775434

Contacts

3 of 6
  • Paul Seizert

    Paul Seizert

    PartnerCRD 6377659

  • Gerald Seizert

    Gerald Seizert

    Founding & Managing PartnerCRD 2107061

  • Joseph Ashmore

    Joseph Ashmore

    Director of ResearchCRD 6585271

Unlock 3 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 8

Active vs passive

$10.5M in ETFs

Passive

58%

$6.1M

Active

42%

$4.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P SMALL-CAP ETF (IJR)BlackRockPassiveSmall Blend$4.9M33,22547.03%

Location

Primary office

Bloomfield Hills, MI

Oakland

Location

Bloomfield Hills, MI

Headquartered in Bloomfield Hills, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
Oakland
Address
40701 Woodward Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth