Gainplan LLC
Firm details
- Headquarters
- Bloomfield Hills, Michigan
- CRD number
- 174427
- Registered since
- April 1, 2015
- Website
- www.gainplanners.com
- Custodians
- CHARLES SCHWAB & CO., INC., THE VANGUARD GROUP, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI71.2%
- Pension & Profit Sharing Plans13.91%
- Individuals13.54%
- Charitable Organizations1.03%
- Corporations / Businesses0.32%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Gainplan LLC is an independent registered investment adviser that focuses on financial planning and portfolio management for individuals, families and small businesses, with some institutional relationships. The firm is SEC-registered (initial registration in 2015) and operates as a limited liability company owned by an individual. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements are flexible and include a percentage-of-AUM model alongside hourly and fixed-fee engagements. The firm does not present itself as a capital allocator and is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities37%
- Public Funds/Mutual Funds37%
- Cash & Cash Equivalents23%
- US Government Bonds1%
Owners & executives
3 of 3
Wayne Bell-warren
Chief Compliance OfficerCRD 4078646
Jeffrey Ivory
Founder & CEOCRD 4849910
David Martin
Chief Investment OfficerCRD 2559344
Contacts
3 of 4
Nicole Standen
Relationship ManagerCRD 5326701
Benjamin Klamo
Portfolio Manager and Investment CommitteeCRD 4751521
Kipatrick Mrkva
Director of Client ExperienceCRD 3124829
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 46Active vs passive
$253M in ETFs
77%
$196M
23%
$57.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $115M | 150,567 | 45.32% |
Location
Bloomfield Hills, MI
Oakland
Location
Bloomfield Hills, MI
Headquartered in Bloomfield Hills, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.
- Metro area
- Detroit-Warren-Ann Arbor, MI
- Region
- Midwest
- County
- Oakland
- Address
- 800 W Long Lake Rd
- Time zone
- ET (UTC-5)
- Office locations
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