Heffernan Advisory, Inc.

RIASEC Registered

Total AUM

$410M

Discretionary

$410M

100% of AUM

Avg account

$603K

Accounts

679

Employees

Advisory reps

Firm details

Headquarters: Flagstaff, Arizona
CRD number: 116771
Registered since: September 19, 2006
Website: www.ascendant-financial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI78.88%
Individuals18.92%
Pension & Profit Sharing Plans1.5%
Corporations / Businesses0.7%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Heffernan Advisory, Inc. is an independent registered investment adviser organized as a corporation. The firm is SEC-registered (initial registration recorded in 2006) and describes itself as a capital allocator serving both individual and family clients as well as institutional accounts. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. Fee arrangements include percentage-of-AUM billing, fixed fees, and other fee structures. Heffernan reports an active interest in ESG investing and lists industry affiliations that include insurance company relationships and pension consultant work.