Heffernan Advisory, Inc.
Firm details
- Headquarters
- Flagstaff, Arizona
- CRD number
- 116771
- Registered since
- September 19, 2006
- Website
- www.ascendant-financial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI78.88%
- Individuals18.92%
- Pension & Profit Sharing Plans1.5%
- Corporations / Businesses0.7%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Heffernan Advisory, Inc. is an independent registered investment adviser that provides financial planning and discretionary portfolio management for individuals, families and small institutions. The firm also offers pension consulting and performs manager selection, acting as a capital allocator when it places client capital with third‑party managers. Fee arrangements include percentage‑of‑AUM billing, fixed fees and other structures. Heffernan identifies as an active ESG investor and integrates environmental, social or governance considerations into its investment approach.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Cash & Cash Equivalents3%
- Exchange Traded Equities1%
Contacts
3 of 12
Tamara Kinney
Compliance OfficerCRD 4272821
Davis Hoyt
Wealth Management AdvisorCRD 6097213
Philip Mortimer
TreasurerCRD 8053569
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 24Active vs passive
$113M in ETFs
9%
$10.3M
91%
$103M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL CORE FIXED INCOME ETF (DFCF) | Dimensional | Active | Intermediate Core Bond | $48.5M | 1,148,842 | 42.78% |
Location
Flagstaff, AZ
Coconino
Location
Flagstaff, AZ
Headquartered in Flagstaff, AZ, in the West of the United States.
- Region
- West
- County
- Coconino
- Address
- 809 W Riordan Rd
- Time zone
- MT (UTC-7)
- Office locations
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