Heffernan Advisory, Inc.
Firm details
- Headquarters
- Flagstaff, Arizona
- CRD number
- 116771
- Registered since
- September 19, 2006
- Website
- www.ascendant-financial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI78.88%
- Individuals18.92%
- Pension & Profit Sharing Plans1.5%
- Corporations / Businesses0.7%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Heffernan Advisory, Inc. is an independent registered investment adviser that has been SEC-registered since 2006. The firm acts as a capital allocator for both individual and family clients as well as institutional relationships, and it operates under a mix of fee arrangements (percentage of AUM, fixed fees and other structures). Its advisory services emphasize comprehensive financial planning, discretionary portfolio management for individuals and small businesses, pension consulting, and the selection of outside managers. Heffernan reports being an active ESG investor and is affiliated with insurance company and pension consultant activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Cash & Cash Equivalents3%
- Exchange Traded Equities1%
Contacts
3 of 12
Tamara Kinney
Compliance OfficerCRD 4272821
Davis Hoyt
Wealth Management AdvisorCRD 6097213
Philip Mortimer
TreasurerCRD 8053569
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 19Active vs passive
$107M in ETFs
8%
$8.5M
92%
$98M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL CORE FIXED INCOME ETF (DFCF) | Dimensional | Active | Intermediate Core Bond | $49.5M | 1,171,565 | 46.43% |
Location
Flagstaff, AZ
Coconino
Location
Flagstaff, AZ
Headquartered in Flagstaff, AZ, in the West of the United States.
- Region
- West
- County
- Coconino
- Address
- 809 W Riordan Rd
- Time zone
- MT (UTC-7)
- Office locations
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