TRITON WEALTH MANAGEMENT, PLLC

RIASEC RegisteredEst. 2018
Total AUM
$405M
Discretionary
$405M
100% of AUM
Avg account
$234K
Accounts
1,729
Employees
9
Advisory reps
9

Firm details

Headquarters
SUN CITY, Arizona
CRD number
291070
Registered since
November 16, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI63.07%
  • Individuals36.93%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Triton Wealth Management, Pllc is an independent, owner-operated registered investment adviser formed as an LLC and SEC-registered in 2018. The firm focuses on serving individual and family clients and provides fee-based advisory services charged as a percentage of assets under management. Core advisory capabilities include financial planning and discretionary portfolio management for individuals and small businesses, and the firm also operates as an insurance broker. Triton does not market itself as an ESG specialist and is not structured as a multi-state adviser or a capital allocator in the FINTRX profile. Its business model centers on personalized wealth management rather than institutional pension consulting or running related adviser entities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 54%, Exchange Traded Equities 17%, Other 16%, US Government Bonds 6%, Cash & Cash Equivalents 3%, State & Local Bonds 2%, Investment Grade Corp Bonds 2%54%
  • Public Funds/Mutual Funds54%
  • Exchange Traded Equities17%
  • Other16%
  • US Government Bonds6%
  • Cash & Cash Equivalents3%

Contacts

3 of 9
  • Brian Smalley

    OwnerCRD 5575649

  • Nathaniel Duchein

    Financial AdvisorCRD 6664036

  • Arrah-Wonah Nester

    Financial AdvisorCRD 5928413

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 64

Active vs passive

$204M in ETFs

Passive

76%

$156M

Active

22%

$48.2M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US LARGE-CAP GROWTH ETF (SCHG)SchwabPassiveLarge Growth$44.5M1,506,78421.80%

Location

Primary office

SUN CITY, AZ

MARICOPA

Location

SUN CITY, AZ

Headquartered in SUN CITY, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
13211 N 103rd Ave
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth