Sterling Investment Management, LLC

RIASEC Registered

Total AUM

$409M

Discretionary

$409M

100% of AUM

Avg account

$1M

Accounts

399

Employees

Advisory reps

Firm details

Headquarters: Tucson, Arizona
CRD number: 112923
Registered since: October 16, 1995
Website: sterlinginvestmentmanagement.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI78.65%
Individuals7.95%
Charitable Organizations6.4%
Corporations / Businesses5.91%
State / Municipal Government1.1%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

Sterling Investment Management, LLC is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm is registered with the SEC (registered in 1995) and advises both individual and family clients as well as institutional and business clients. Its client-facing services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and the publication of periodicals or newsletters. Fee arrangements combine a percentage-of-AUM model with hourly charges. The firm does not identify as an active ESG investor and is not listed as a multi-state or pension consultant adviser.