STERLING INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 1995

Total AUM

$409M

Discretionary

$409M

100% of AUM

Avg account

$1M

Accounts

399

Employees

Advisory reps

Firm details

Headquarters: TUCSON, Arizona
CRD number: 112923
Registered since: October 16, 1995
Website: sterlinginvestmentmanagement.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI78.65%
Individuals7.95%
Charitable Organizations6.4%
Corporations / Businesses5.91%
State / Municipal Government1.1%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

Sterling Investment Management, LLC is an independent registered investment adviser formed in 1995 and structured as a limited liability company with individual ownership. The firm serves both individual and family clients as well as institutional and small-business accounts. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and the publication of periodicals or newsletters. Compensation is primarily a percentage of assets under management, with the firm also offering hourly-fee engagements for certain services. Sterling does not identify as an active ESG investor, and it is not described as a multi-state or pension consultant adviser. The firm is not listed as a capital allocator in the source data.