Nova Financial Services

RIASEC Registered

Total AUM

$469M

Discretionary

$469M

100% of AUM

Avg account

$338K

Accounts

1,388

Employees

Advisory reps

Firm details

Headquarters: Tucson, Arizona
CRD number: 150148
Registered since: April 25, 2014
Website: www.yourfuturebynova.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI58.97%
Individuals41.03%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Nova Financial Services is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (registered in 2014) and positions itself as a private-wealth manager and capital allocator for individual and family clients. Its advisory menu includes financial planning, portfolio management for individuals, small businesses and institutional clients, pension consulting, selection of other advisers, and educational workshops; it also operates as an insurance broker. Fee arrangements are mixed — percentage of AUM, hourly charges and fixed fees are in use — which supports both ongoing investment relationships and project-based work. The firm does not identify as an active ESG investor.