Nova Financial Services

RIASEC RegisteredEst. 2014

Total AUM

$469M

Discretionary

$469M

100% of AUM

Avg account

$338K

Accounts

1,388

Employees

Advisory reps

Firm details

Headquarters: Tucson, Arizona
CRD number: 150148
Registered since: April 25, 2014
Website: www.yourfuturebynova.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI58.97%
Individuals41.03%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Nova Financial Services is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2014. The firm positions itself as a capital allocator for individual and family clients, combining traditional portfolio management and financial planning with brokerage and insurance services. Its advisory offering covers financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, manager selection, and educational workshops. Compensation is mixed: percentage-of-AUM fees alongside hourly and fixed-fee engagements. The firm is not identified as an active ESG investor.