SOUTHWEST INVESTMENT ADVISORS, INC.

RIASEC RegisteredEst. 2020

Total AUM

$387M

Discretionary

$387M

100% of AUM

Avg account

$333K

Accounts

1,162

Employees

Advisory reps

Firm details

Headquarters: TUCSON, Arizona
CRD number: 312685
Registered since: December 31, 2020
Website: southwestinvestmentadvisors.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI55.93%
Individuals42.17%
Charitable Organizations1.25%
Corporations / Businesses0.65%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Southwest Investment Advisors, Inc. is an independent, privately owned registered investment adviser that began SEC registration in 2020. It serves both individual/family clients and institutional relationships, with a core focus on financial planning and portfolio management for individuals and small businesses. The firm charges clients using a mix of percentage-of-AUM agreements as well as hourly and fixed fees, indicating flexibility in engagement models for different client needs. The firm does not present itself as a capital allocator and does not identify as an active ESG investor. Its advisory footprint is concentrated (not a multi-state advisor in the provided data), and its offerings are oriented toward traditional wealth management rather than pension consulting or related-adviser structures.