Babb Wealth Advisors LLC
Firm details
- Headquarters
- Flagstaff, Arizona
- CRD number
- 298347
- Registered since
- May 18, 2022
- Website
- babbgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Other
- Client types
- Individuals64.32%
- HNWI35.47%
- Pension & Profit Sharing Plans0.16%
- Charitable Organizations0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Babb Wealth Advisors LLC is an independent registered investment adviser that began SEC registration in 2022. Organized as a limited liability company, the firm serves individual and family clients and positions itself as a capital allocator, combining financial planning with discretionary portfolio management and manager selection. Core advisory services listed in filings include financial planning, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Fee arrangements include a percentage-of-AUM component and other fee types. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Exchange Traded Equities6%
- Cash & Cash Equivalents1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$212M in ETFs
<1%
$212K
100%
$212M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL WORLD EX US CORE EQUITY 2 ETF (DFAX) | Dimensional | Active | Foreign Large Blend | $47.9M | 1,293,234 | 22.54% |
Location
Flagstaff, AZ
Coconino
Location
Flagstaff, AZ
Headquartered in Flagstaff, AZ, in the West of the United States.
- Region
- West
- County
- Coconino
- Address
- 1117 W Route 66
- Time zone
- MT (UTC-7)
- Office locations
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