BABB WEALTH ADVISORS LLC
Firm details
- Headquarters
- FLAGSTAFF, Arizona
- CRD number
- 298347
- Registered since
- May 18, 2022
- Website
- babbgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Other
- Client types
- Individuals64.32%
- HNWI35.47%
- Pension & Profit Sharing Plans0.16%
- Charitable Organizations0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Babb Wealth Advisors LLC is an independent registered investment adviser focused on serving individuals and families. The firm, organized as an LLC and registered with the SEC in 2022, functions as a capital allocator and combines financial planning with portfolio management for individuals and small businesses. Its advisory services also include pension consulting and selecting other advisers for clients. Compensation is primarily based on a percentage of assets under management, with other fee arrangements possible. The firm does not identify as an active ESG investor and reports no multi-state adviser designation.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Exchange Traded Equities6%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1KATHLEEN SCHROEDER
Chief Compliance OfficerCRD 5731595
Contacts
3 of 3MICHAEL GORMAN
Financial PlannerCRD 6737228
TRAVIS BABB
PresidentCRD 5561676
Spencer Head
Investment Advisor RepresentativeCRD 6719096
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$181M in ETFs
<1%
$181K
100%
$181M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL WORLD EX US CORE EQUITY 2 ETF (DFAX) | Dimensional | Active | Foreign Large Blend | $41M | 1,206,924 | 22.64% |
Location
FLAGSTAFF, AZ
COCONINO
Location
FLAGSTAFF, AZ
Headquartered in FLAGSTAFF, AZ, in the West of the United States.
- Region
- West
- County
- COCONINO
- Address
- 19 W Aspen Ave
- Time zone
- MT (UTC-7)
- Office locations
Similar firms
HEFFERNAN ADVISORY, INC.
RIAFLAGSTAFF, AZ
VORA WEALTH MANAGEMENT, PLLC
RIAFLAGSTAFF, AZ
DWYER FINANCIAL, LLC
RIAFLAGSTAFF, AZ
FINANCIAL LIFE PLANNERS
RIATEMPE, AZ
HARDING WEALTH, INC.
RIATEMPE, AZ
MATHIS WEALTH MANAGEMENT
RIAPHOENIX, AZ