Babb Wealth Advisors LLC

RIASEC RegisteredEst. 2022

Total AUM

$209M

Discretionary

$209M

100% of AUM

Avg account

$226K

Accounts

927

Employees

Advisory reps

Firm details

Headquarters: Flagstaff, Arizona
CRD number: 298347
Registered since: May 18, 2022
Website: babbgroup.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Other
Client types: Individuals64.32%
HNWI35.47%
Pension & Profit Sharing Plans0.16%
Charitable Organizations0.05%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Babb Wealth Advisors LLC is an independent, SEC-registered registered investment adviser that began SEC registration in 2022 and is organized as an LLC. The firm serves individual and family clients and identifies itself as a capital allocator. Its stated advisory services include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting services. Fee arrangements include a percentage-of-AUM component plus other fee structures. The firm does not characterize itself as an active ESG investor and is not designated as a multi-state adviser. Industry relationships disclosed include ties with an accountant and an insurance company, and ownership is listed as a domestic entity/individual.