Mathis Wealth Management
Firm details
- Headquarters
- Phoenix, Arizona
- CRD number
- 172858
- Registered since
- August 11, 2023
- Website
- mathiswealth.com
- Custodians
- AXOS CLEARING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI55.95%
- Individuals37.66%
- Pension & Profit Sharing Plans5.55%
- Charitable Organizations0.84%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Mathis Wealth Management is an independent registered investment adviser formed in 2023 and organized as a limited liability company under individual ownership. The firm acts as a capital allocator for clients and serves both individual and family clients as well as institutional accounts. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, selection of other advisers, pension consulting services, and educational seminars and workshops. The firm also operates as an insurance broker and uses a mix of billing approaches (percentage of AUM, hourly, fixed fees, and other arrangements). Mathis does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Exchange Traded Equities36%
- Cash & Cash Equivalents3%
- US Government Bonds2%
Owners & executives
1 of 1
Larry Mathis
Founder and CEOCRD 2282125
Contacts
3 of 4
Phillip Adams
Investment Advisor RepresentativeCRD 6344169
Brock Redondo
Financial AdvisorCRD 7987937
Jennifer Panicker
Operations DirectorCRD 2672784
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 46Active vs passive
$201M in ETFs
40%
$79.4M
10%
$121M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $50.6M | 576,387 | 25.26% |
Location
Phoenix, AZ
Maricopa
Location
Phoenix, AZ
Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 7210 N 16th St
- Time zone
- MT (UTC-7)
- Office locations
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