Mathis Wealth Management

RIASEC Registered

Total AUM

$213M

Discretionary

$200M

94% of AUM

Avg account

$303K

Accounts

703

Employees

Advisory reps

Firm details

Headquarters: Phoenix, Arizona
CRD number: 172858
Registered since: August 11, 2023
Website: mathiswealth.com
Custodians: AXOS CLEARING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI55.95%
Individuals37.66%
Pension & Profit Sharing Plans5.55%
Charitable Organizations0.84%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Mathis Wealth Management is an independent, individual‑owned RIA that registered with the SEC in 2023. The firm acts as a capital allocator for both individual/family and institutional clients and combines fee models — percentage of AUM, hourly, fixed and other fee arrangements — with insurance brokerage services. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, pension consulting services, manager selection, and educational seminars. Mathis is not an active ESG investor and operates as a single‑state adviser for regulatory purposes. The firm positions itself to provide discretionary portfolio management alongside planning and adviser‑selection capabilities, which supports its role as a multi‑service wealth manager for a mix of private and institutional clients.