HARPSWELL CAPITAL ADVISORS, LLC
Firm details
- Headquarters
- YARMOUTH, Maine
- CRD number
- 168996
- Registered since
- July 17, 2017
- Website
- www.harpswelladvisors.com
- Custodians
- PERSHING LLC, THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM
- Client types
- Charitable Organizations52.46%
- State / Municipal Government42.74%
- HNWI3.51%
- Individuals0.98%
- Corporations / Businesses0.24%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Harpswell Capital Advisors, LLC is an independent, SEC-registered investment adviser organized as an LLC and established in 2017. The firm operates as a capital allocator and charges fees based on a percentage of assets under management. Its client mix includes high-net-worth individuals and families as well as institutional clients. Core advisory services cited include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selection of outside advisers, along with publishing and educational programs. Harpswell is not designated as an active ESG investor in the firm-level profile despite holding ESG-themed public securities among its reported positions. The firm identifies itself as a selector of third-party managers, which aligns with its use of external alternative managers and pooled vehicles described elsewhere in its filings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds40%
- US Government Bonds28%
- Exchange Traded Equities21%
- Cash & Cash Equivalents4%
- Private Funds3%
Contacts
2 of 2JOHN MOORE
Managing PartnerCRD 5486450
Vanessa Bryant
Vice PresidentCRD 6803715
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$142M in ETFs
80%
$114M
20%
$27.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD ESG INTERNATIONAL STOCK ETF (VSGX) | Vanguard | Passive | Foreign Large Blend | $41.1M | 573,300 | 29.06% |
Location
YARMOUTH, ME
CUMBERLAND
Location
YARMOUTH, ME
Headquartered in YARMOUTH, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- CUMBERLAND
- Address
- 500 US Route 1
- Time zone
- ET (UTC-5)
- Office locations
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