ARIES WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- PORTLAND, Maine
- CRD number
- 175477
- Registered since
- April 17, 2015
- Website
- www.arieswealthllc.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI84.8%
- Corporations / Businesses10.33%
- Charitable Organizations3.15%
- Individuals1.35%
- Pension & Profit Sharing Plans0.37%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Aries Wealth Management, LLC is an independent registered investment adviser that provides fee-based wealth management and financial planning services to individuals and families, with additional mandates for small businesses and institutional clients. The firm, formed and SEC-registered in 2015, is owned by an individual and charges clients on a percentage-of-AUM basis. Core advisory services include comprehensive financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Aries reports an industry affiliation with accounting professionals, suggesting access to tax and reporting expertise within its client service model.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds44%
- Exchange Traded Equities39%
- US Government Bonds7%
- Cash & Cash Equivalents5%
- Investment Grade Corp Bonds4%
Contacts
3 of 4Victoria Morin
Client Relationship ManagerCRD 7379942
Micah Davis-Johnson
Wealth AdvisorCRD 7007681
JASON VIOLA
President & FounderCRD 4115594
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 107Active vs passive
$262M in ETFs
97%
$255M
2%
$7.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI EAFE ETF (EFA) | BlackRock | Passive | Foreign Large Blend | $19.1M | 196,663 | 7.30% |
Location
PORTLAND, ME
CUMBERLAND
Location
PORTLAND, ME
Headquartered in PORTLAND, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- CUMBERLAND
- Address
- 70 Center St
- Time zone
- ET (UTC-5)
- Office locations
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HEADINVEST
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