Penobscot Financial Advisors
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 286211
- Registered since
- January 25, 2017
- Website
- penobscotfa.com
- Custodians
- CHARLES SCHWAB & CO., INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI72.9%
- Individuals26.88%
- Charitable Organizations0.23%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Penobscot Financial Advisors is an independent, SEC-registered investment adviser that began registration in 2017 and is owned by an individual. The firm serves primarily individuals and families and charges clients via a mix of asset-based fees, hourly billing, and fixed-fee engagements. Its advisory slate includes financial planning, portfolio management for individuals and small businesses, pension consulting services, and educational seminars and workshops. Penobscot is not positioned as an ESG-focused manager and is not registered as a multi-state adviser. The firm was recognized in Citywire’s "50 Growers Across America" list in 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Exchange Traded Equities34%
- US Government Bonds2%
- Cash & Cash Equivalents2%
- Investment Grade Corp Bonds1%
Owners & executives
2 of 2
James Bradley
Founder & Chief Investment OfficerCRD 2853577
Craig Joncas
Chief Executive OfficerCRD 5630983
Contacts
3 of 6
Yelshaday Gebreselassie
Portfolio AdministratorCRD 8077542
Tyler Hafford
Financial Advisor, AssociateCRD 6775738
Nathan Hubbard
Customer Relationship AdvocateCRD 7036689
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 112Active vs passive
$455M in ETFs
52%
$238M
17%
$218M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $69M | 784,975 | 15.15% |
Location
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 1 Monument Sq
- Time zone
- ET (UTC-5)
- Office locations
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