Guggenheim Investor Services, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 30096
- Registered since
- July 21, 1992
Firm profile
FINTRXOverview
Guggenheim Investor Services, LLC is organized as a limited liability company and is classified in the source data as an investment bank. Ownership is described as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and does not list advisory or business activities in the available profile. It is not flagged as an active ESG investor, is not characterized as a multistate adviser, and is not described as a pension consultant or a related adviser to another registered entity.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Ying Chan
Chief Financial OfficerCRD 4956885
Robert Saperstein
Chief Compliance OfficerCRD 2567876
Kerri Cain
Chief Compliance OfficerCRD 2920203
Contacts
3 of 11
Suzanne Stone
DirectorCRD 5558728
Dina Dilorenzo
Co-PresidentCRD 2664787
John Benesch
DirectorCRD 1262116
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 330 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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