GUARDIAN WEALTH MANAGEMENT, LLC

Overview

Guardian Wealth Management, LLC is an independent registered investment adviser that focuses on serving individuals, families and small business owners with financial planning and portfolio management. The firm charges a mix of fee structures — percentage of assets under management, hourly and fixed fees — and runs primarily discretionary mandates. Its stated investment preference is equities, with a core allocation to exchange-traded securities and a programmatic use of separately managed account (SMA) structures. Guardian does not identify as an ESG investor, it is not a multi-state adviser and it does not act as a capital allocator; instead it relies on third-party managers for certain alternative exposures. Portfolio construction appears to lean toward a core-equity approach supplemented by mutual funds and select third‑party alternative allocations. The firm’s operating footprint and custodian relationships (notably a heavy custody concentration) suggest a mid-sized RIA model that emphasizes centralized trade execution and implementation through liquid, exchange-traded instruments and managed account sleeves.

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