Apex Strategic Wealth, LLC

RIASEC RegisteredEst. 2020

Total AUM

$292M

Discretionary

$292M

100% of AUM

Avg account

$220K

Accounts

1,328

Employees

Advisory reps

Firm details

Headquarters: Chattanooga, Tennessee
CRD number: 308569
Registered since: May 15, 2020
Website: www.apxstrategicwealth.com
Custodians: LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI67.56%
Individuals30.3%
Charitable Organizations2.08%
State / Municipal Government0.06%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Apex Strategic Wealth, LLC is an independent registered investment adviser organized as a limited liability company and registered with the SEC in 2020. The firm is owner-operated and serves both individual and family clients as well as some institutional relationships. Its advisory offering centers on financial planning and discretionary portfolio management for individuals and small businesses, supplemented by educational seminars and workshops. Apex also conducts insurance brokerage activities alongside advisory work. The firm uses a mix of fee arrangements — percentage of assets under management, hourly charges, and fixed fees — and is not positioned as a capital allocator or related adviser. It is not identified as an active ESG investor and is not designated as a multi-state adviser in the provided filing.