TSW II Capital Advisors, LLC

RIASEC RegisteredEst. 2012
Total AUM
$545M
Discretionary
$545M
100% of AUM
Avg account
$60.5M
Accounts
9
Employees
7
Advisory reps
4

Firm details

Headquarters
Chattanooga, Tennessee
CRD number
157380
Registered since
March 21, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

TSW II Capital Advisors, LLC is a SEC-registered hedge fund manager formed in 2012 and organized as an LLC. It focuses on managing pooled investment vehicles and operates in roles typical for alternative managers — acting as sponsor, general partner, and managing member of its funds. The firm is set up to serve institutional clients and structures fees as a percentage of assets under management combined with performance-based fees. Its regulatory and operational profile identifies it as a commodity pool operator/commodity trading advisor (CPO/CTA) that provides portfolio management for pooled investment vehicles. The adviser does not self-identify as a capital allocator, is not an active ESG investor, and is single-state in registration.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Christopher Fehr

    CCO & COOCRD 6023474

  • Mindy Freeman

    Chief Financial OfficerCRD 6023477

Contacts

2 of 2
  • Katharine Nevin

    Katharine Nevin

    President & Portfolio ManagerCRD 4424118

  • Lafayette Caldwell

    ChairmanCRD 1260545

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chattanooga, TN

Hamilton

Location

Chattanooga, TN

Headquartered in Chattanooga, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.

Metro area
Chattanooga-Cleveland-Dalton, TN-GA
Region
South
County
Hamilton
Address
736 Market St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth