AM Investment Strategies, LLC
Firm details
- Headquarters
- Chattanooga, Tennessee
- CRD number
- 165823
- Registered since
- November 8, 2012
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI84.33%
- Individuals14.96%
- Pension & Profit Sharing Plans0.6%
- Other0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
AM Investment Strategies, LLC is an independent, SEC-registered registered investment adviser formed in 2012 as a limited liability company and owned by an individual. The firm serves individual and family clients and charges both percentage-of-AUM and fixed fees. Core advisory services include financial planning and portfolio management for individuals, small businesses and institutions, plus pension consulting. AM Investment Strategies does not identify as an active ESG investor and is not set up as a multi-state or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities72%
- Cash & Cash Equivalents16%
- Public Funds/Mutual Funds8%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
1 of 1
Laura Owsley
Chief Compliance OfficerCRD 4886775
Contacts
1 of 1
Aon Miller
Managing Principal, Portfolio ManagerCRD 3083225
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$16.2M in ETFs
95%
$15.4M
0%
$876K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIDELITY WISE ORIGIN BITCOIN FUND (FBTC) | Fidelity | Passive | Digital Assets | $3.3M | 64,380 | 20.25% |
Location
Chattanooga, TN
Hamilton
Location
Chattanooga, TN
Headquartered in Chattanooga, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.
- Metro area
- Chattanooga-Cleveland-Dalton, TN-GA
- Region
- South
- County
- Hamilton
- Address
- 832 Georgia Ave
- Time zone
- CT (UTC-6)
- Office locations
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