Brooks, Moore & Associates, Inc.

RIASEC RegisteredEst. 1986

Total AUM

$349M

Discretionary

$342M

98% of AUM

Avg account

$1M

Accounts

348

Employees

Advisory reps

Firm details

Headquarters: Chattanooga, Tennessee
CRD number: 105716
Registered since: April 10, 1986
Website: www.brooksmoore.net
Custodians: CHARLES SCHWAB & CO., INC., REGIONS BANK, FIRST HORIZON NATIONAL ASSOCIATION
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI80.93%
Corporations / Businesses10.04%
Individuals6.94%
Charitable Organizations2.09%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Brooks, Moore & Associates, Inc. is a small, privately owned corporate RIA that has been SEC-registered since 1986. The firm serves both individual and institutional clients, providing portfolio management for individuals and small businesses as well as for businesses and institutional accounts. Its fees are charged as a percentage of assets under management and via fixed fees. The adviser does not identify as an active ESG investor, does not act as a capital allocator, and is not a pension consultant or related adviser. The firm's advisory activity centers on discretionary portfolio management, with a stated tilt toward equities as a preferred asset class. Brooks, Moore & Associates relies on external managers when accessing alternative strategies rather than running in-house private investment vehicles.