Full Court Capital Securities LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Maplewood, New Jersey
CRD number
324843
Registered since
March 5, 2024

Firm profile

FINTRX

Overview

Full Court Capital Securities LLC is organized as a limited liability company and is recorded as SEC-registered in 2024. FINTRX classifies the firm as unclassified and lists its owner type as a domestic entity and individual. The profile indicates the firm is not a capital allocator, does not identify as an active ESG investor, is not a multi-state adviser, is not a pension consultant, and is not recorded as a related adviser. The firm has not provided descriptions of its business activities, advisory services, investment focus, or external affiliations in the FINTRX entry, which leaves its client targets, product mix, and service model unspecified.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Carl Serra

    Carl Serra

    DirectorCRD 3179039

  • Gregory Dawkins

    Gregory Dawkins

    Managing PartnerCRD 3136418

  • Michael Hannon

    Michael Hannon

    Senior AssociateCRD 6808391

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Maplewood, NJ

Essex

Location

Maplewood, NJ

Headquartered in Maplewood, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Essex
Address
30 Headley Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth