Full Court Capital Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Maplewood, New Jersey
CRD number
324843
Registered since
March 5, 2024

Firm profile

FINTRX

Overview

Full Court Capital Securities LLC is organized as a limited liability company with ownership indicated as a combination of a domestic entity and an individual. The firm's regulatory snapshot classifies it as “unclassified” and several operational flags are negative: it is not a capital allocator, not an active ESG investor, not a multi‑state adviser, not a newly formed adviser, not a pension consultant, and not identified as a related adviser. The firm has provided minimal public detail about its advisory activities, fee model, client segments, or business lines. Available metadata consists primarily of entity type and the operational flags noted above rather than an articulated investment philosophy or service offering.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Carl Serra

    Carl Serra

    DirectorCRD 3179039

  • Gregory Dawkins

    Gregory Dawkins

    Managing PartnerCRD 3136418

  • Michael Hannon

    Michael Hannon

    Senior AssociateCRD 6808391

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Maplewood, NJ

Essex

Location

Maplewood, NJ

Headquartered in Maplewood, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Essex
Address
30 Headley Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth