Full Court Capital Securities LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Maplewood, New Jersey
CRD number
324843
Registered since
March 5, 2024

Firm profile

FINTRX

Overview

Full Court Capital Securities LLC is organized as a limited liability company and is SEC-registered as of 2024. The firm is owned by a combination of a domestic entity and an individual, and its regulatory classification is listed as unclassified. The available disclosures indicate this entity does not act as a capital allocator and does not identify as an active ESG investor. It is not marked as a multistate adviser, a pension consultant, a related adviser, or a newly formed adviser in the provided data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Carl Serra

    Carl Serra

    FinOpCRD 3179039

  • Gregory Dawkins

    Gregory Dawkins

    Managing PartnerCRD 3136418

  • Michael Hannon

    Michael Hannon

    Senior AssociateCRD 6808391

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Maplewood, NJ

Essex

Location

Maplewood, NJ

Headquartered in Maplewood, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Essex
Address
30 Headley Pl
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth