Fredericks Michael Securities, Inc.

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
46725
Registered since
July 30, 1999
Website
fm-co.com

Firm profile

FINTRX

Overview

Fredericks Michael Securities, Inc. is organized as a corporation and has been SEC-registered since 1999. The firm is recorded as owned by a domestic entity and an individual and is listed in the data set without a more specific classification. Reported attributes indicate it does not function as a capital allocator and it is not identified as an active ESG investor. The firm is not marked as a multi-state adviser, a pension consultant, or a related adviser. Limited detail is available about the company’s advisory or business activities, fee model, or client segments beyond the registry-level descriptors above.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • George Peter Caraberis

    COO & Senior Managing DirectorCRD 3173570

  • Blake Anthony Davies

    Chief Executive OfficerCRD 1818403

Contacts

3 of 7
  • Mauricio Gojman

    Mauricio Gojman

    Executive DirectorCRD 6941136

  • Alexander Robarts

    Alexander Robarts

    Managing DirectorCRD 2538882

  • Alan Mitchell

    Alan Mitchell

    AdvisorCRD 2537112

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
430 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth