Frec Securities LLC

Broker-DealerFINRA MemberEst. 2022
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
316641
Registered since
May 5, 2022

Firm profile

FINTRX

Overview

Frec Securities LLC is organized as a limited liability company and appears in SEC registration records with an effective year of 2022. Filings identify ownership as a combination of a domestic entity and an individual. The firm is classified as unclassified in the dataset. Public filings for Frec Securities LLC disclose very little about its advisory services, client focus, or fee arrangements. The dataset flags the firm as not being a capital allocator, not an active ESG investor, not a pension consultant, not a related adviser, and not a multi-state adviser according to its reported attributes.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Ashley Rodabaugh

    Ashley Rodabaugh

    Chief Compliance OfficerCRD 6711251

Contacts

3 of 5
  • Sakari McDonald

    Sakari McDonald

    Compliance OfficerCRD 4597671

  • Hayley Curtis

    Hayley Curtis

    Private Wealth Management AssociateCRD 6873917

  • Dimitri Rodrigo

    Dimitri Rodrigo

    Head of Brokerage OperationsCRD 6572840

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
301 Howard St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth