Foundations Investment Advisors LLC
Firm details
- Headquarters
- Phoenix, Arizona
- CRD number
- 175083
- Registered since
- July 13, 2015
- Website
- fiwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI53.13%
- Individuals46.6%
- Corporations / Businesses0.21%
- Pension & Profit Sharing Plans0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Foundations Investment Advisors LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2015. The firm positions itself as a capital allocator that serves individual and family clients as well as institutional accounts. Its fee arrangements include asset-based charges alongside hourly and fixed-fee engagements. Core advisory services listed on filings include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. The firm also identifies as an active ESG investor and maintains affiliations with other investment advisers, law firms, and insurance companies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds63%
- Exchange Traded Equities23%
- Cash & Cash Equivalents9%
- Investment Grade Corp Bonds3%
- Other2%
Owners & executives
3 of 20
Simon Rogers
President, CEOCRD 4502929
Brian Quaranta
Founder & CEOCRD 4223963
Summer Roberts
Chief Executive OfficerCRD 7092097
Contacts
3 of 280
Emily Arnold
Investment Adviser RepresentativeCRD 5649098
George Kastanis
Investment Adviser RepresentativeCRD 5667906
Gordon Forgione
OwnerCRD 5691752
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 755Active vs passive
$8B in ETFs
65%
$5.2B
25%
$2.8B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $367M | 490,520 | 4.61% |
Location
Phoenix, AZ
Maricopa
Location
Phoenix, AZ
Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 4050 E Cotton Center Blvd
- Time zone
- MT (UTC-7)
- Office locations
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