Foundations Investment Advisors LLC
Firm details
- Headquarters
- Phoenix, Arizona
- CRD number
- 175083
- Registered since
- July 13, 2015
- Website
- fiwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI53.13%
- Individuals46.6%
- Corporations / Businesses0.21%
- Pension & Profit Sharing Plans0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Foundations Investment Advisors LLC is an independent, SEC‑registered registered investment adviser organized as an LLC. The firm acts as a capital allocator for both individual and family clients as well as institutional accounts. Its service mix centers on financial planning, portfolio management for individuals and small businesses, selecting third‑party advisers, and running educational seminars and workshops. Foundations uses a mix of fee structures (percentage of AUM, hourly, and fixed fees) and identifies itself as an active ESG investor, suggesting ESG considerations are incorporated into its investment process and manager selection.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds63%
- Exchange Traded Equities23%
- Cash & Cash Equivalents9%
- Investment Grade Corp Bonds3%
- Other2%
Owners & executives
3 of 20
Simon Rogers
President, CEOCRD 4502929
Brian Quaranta
Founder & CEOCRD 4223963
Summer Roberts
Chief Executive OfficerCRD 7092097
Contacts
3 of 281
Emily Arnold
Investment Adviser RepresentativeCRD 5649098
George Kastanis
Investment Adviser RepresentativeCRD 5667906
Gordon Forgione
OwnerCRD 5691752
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 755Active vs passive
$8B in ETFs
65%
$5.2B
25%
$2.8B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $367M | 490,520 | 4.61% |
Location
Phoenix, AZ
Maricopa
Location
Phoenix, AZ
Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 4050 E Cotton Center Blvd
- Time zone
- MT (UTC-7)
- Office locations
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