Foundations Investment Advisors LLC
Firm details
- Headquarters
- Phoenix, Arizona
- CRD number
- 175083
- Registered since
- July 13, 2015
- Website
- fiwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI53.13%
- Individuals46.6%
- Corporations / Businesses0.21%
- Pension & Profit Sharing Plans0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Foundations Investment Advisors LLC is an independent, SEC-registered registered investment adviser (since 2015) that acts as a capital allocator for individual, family and institutional clients. The firm charges fees based on a percentage of assets under management and also uses hourly and fixed-fee arrangements. Its advisory services include financial planning, portfolio management for individuals and small businesses, selection of third-party advisers, and educational seminars and workshops. FINTRX flags Foundations as an active ESG investor. The firm has industry ties to another investment adviser, a law firm and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds63%
- Exchange Traded Equities23%
- Cash & Cash Equivalents9%
- Investment Grade Corp Bonds3%
- Other2%
Owners & executives
3 of 21
Stewart Willis
CEO and PartnerCRD 6882057
Douglas Horne
Founder & CEOCRD 2360520
William Gonzales
CEOCRD 6603051
Contacts
3 of 276
Dale Soutas
Financial AdvisorCRD 4264146
Jerry Sylvester
AdvisorCRD 6592219
David Kutcher
Investment Advisor RepresentativeCRD 2270748
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 755Active vs passive
$8B in ETFs
65%
$5.2B
25%
$2.8B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $367M | 490,520 | 4.61% |
Location
Phoenix, AZ
Maricopa
Location
Phoenix, AZ
Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 4050 E Cotton Center Blvd
- Time zone
- MT (UTC-7)
- Office locations
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