SOVEREIGN INVESTMENT ADVISORS LLC
Firm details
- Headquarters
- PHOENIX, Arizona
- CRD number
- 149040
- Registered since
- February 19, 2015
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Other98.35%
- Pension & Profit Sharing Plans1.6%
- Individuals0.05%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Sovereign Investment Advisors LLC is a privately owned investment adviser registered with the SEC since 2015 that serves high-net-worth individuals, families and institutional clients. The firm operates as a capital allocator and provides portfolio management for individuals, small businesses and institutions, pension consulting and the selection of other advisers. Its fee model combines percentage-of-AUM billing with fixed fees. Sovereign does not market itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds73%
- Exchange Traded Equities12%
- Other8%
- US Government Bonds3%
- Cash & Cash Equivalents3%
Owners & executives
2 of 2TODD EARLY
Chief Investment OfficerCRD 5659698
MATTHEW ROTHCHILD
Chief Compliance OfficerCRD 5143603
Contacts
3 of 7JEFFREY LAMB
PrincipalCRD 2080856
MATTHEW EDEN
Senior Vice PresidentCRD 4197510
APRIL LAMB
Director of OperationsCRD 4231582
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$381M in ETFs
79%
$302M
21%
$79.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $59.5M | 91,163 | 15.62% |
Location
PHOENIX, AZ
MARICOPA
Location
PHOENIX, AZ
Headquartered in PHOENIX, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- MARICOPA
- Address
- 3930 E Ray Rd
- Time zone
- MT (UTC-7)
- Office locations
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