PFG Advisors
Firm details
- Headquarters
- Phoenix, Arizona
- CRD number
- 173344
- Registered since
- December 1, 2014
- Website
- www.pfgteam.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI49.72%
- Individuals47.5%
- Corporations / Businesses2.2%
- Other0.29%
- Pension & Profit Sharing Plans0.27%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
PFG Advisors is an independent registered investment adviser organized as an LLC and operating since 2014. The firm serves both individuals and families as well as institutional clients and positions itself as a capital allocator that combines financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting services. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm is not an active ESG investor and is not classified as a multistate adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds62%
- Exchange Traded Equities21%
- Cash & Cash Equivalents12%
- US Government Bonds2%
- State & Local Bonds1%
Owners & executives
1 of 1
Michael Prior
Chief Executive OfficerCRD 2646460
Contacts
3 of 78
Julian Gottshall
Financial AdvisorCRD 7240859
Michael Melby
Investment Advisor RepresentativeCRD 1097937
Darrell Kulow
Financial AdvisorCRD 6087758
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 631Active vs passive
$1.6B in ETFs
66%
$1.1B
22%
$543M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $50.8M | 69,020 | 3.18% |
Location
Phoenix, AZ
Maricopa
Location
Phoenix, AZ
Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 3200 N Central Ave
- Time zone
- MT (UTC-7)
- Office locations
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