FNY Investment Advisers, LLC

RIASEC Registered
Total AUM
$2.9B
Discretionary
$2.9B
100% of AUM
Avg account
$2.9B
Accounts
1
Employees
132
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
295433
Registered since
April 27, 2018
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

FNY Investment Advisers, LLC is a hedge-fund-format investment adviser that is registered with the SEC (registered in 2018). The firm serves institutional clients and operates with a fee mix that includes both a percentage-of-assets component and performance-based fees. Its regulatory and operational profile shows CPO/CTA activity and advisory responsibilities that include managing pooled investment vehicles and selecting other advisers, indicating the firm runs or sponsors structured funds and may outsource or allocate to external managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 44

Active vs passive

$52.8M in ETFs

Passive

95%

$50M

Active

5%

$2.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 20+ YEAR TREASURY BOND ETF (TLT)BlackRockPassiveLong Government$36.5M469,72869.14%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1540 Broadway
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth