FNY Investment Advisers, LLC

RIASEC RegisteredEst. 2018

Total AUM

$2.9B

Discretionary

$2.9B

100% of AUM

Avg account

$2.9B

Accounts

1

Employees

132

Advisory reps

6

Firm details

Headquarters: New York, New York
CRD number: 295433
Registered since: April 27, 2018
Website: www.firstny.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

FNY Investment Advisers, LLC is an SEC-registered investment adviser organized as an LLC and operating in the hedge fund space. Registered in 2018, the firm primarily serves institutional clients and runs pooled investment vehicles while also selecting and overseeing other advisers. It performs commodity pool operator/commodity trading advisor (CPO/CTA) functions and acts in sponsor and general partner capacities for pooled vehicles. The firm charges a combination of asset-based management fees and performance-based fees and does not describe itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 5

Sandro Polverino
Chief Technology OfficerCRD 3241733
Ferdinand Di Maria
Chief Risk OfficerCRD 4775818
Donna Errigo
Chief Financial OfficerCRD 2352318

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Contacts

1 of 1

David Abramson
Head of TradingCRD 3193618

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 46

Active vs passive

$17M in ETFs

Passive

71%

$12.1M

Active

28%

$4.9M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
NEOS S&P 500(R) HIGH INCOME ETF (SPYI)	NEOS	Active	Derivative Income	$2M	37,000	11.57%

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Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: New York
Address: 1540 Broadway
Time zone: ET (UTC-5)
Office locations

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