FNY INVESTMENT ADVISERS, LLC

RIASEC RegisteredEst. 2018
Total AUM
$2.9B
Discretionary
$2.9B
100% of AUM
Avg account
$2.9B
Accounts
1
Employees
132
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
295433
Registered since
April 27, 2018
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

FNY Investment Advisers, LLC operates as an SEC-registered hedge fund manager that runs pooled investment vehicles for institutional clients. The firm uses both percentage-of-AUM and performance-based fee schedules and is registered to perform CPO/CTA activities. Its advisory mandate includes direct portfolio management of pooled vehicles and the selection and oversight of other advisers, and it also acts as sponsor/GP or managing member of pooled structures. Public-equity positions appear alongside alternative allocations, with filings showing active trading in listed stocks and ETFs while the bulk of capital sits in the firm’s private hedge fund vehicle.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • SANDRO POLVERINO

    Chief Technology OfficerCRD 3241733

  • FERDINAND DI MARIA

    Chief Risk OfficerCRD 4775818

  • DONNA ERRIGO

    Chief Financial OfficerCRD 2352318

Unlock 2 more executives

Contacts

1 of 1
  • DAVID ABRAMSON

    Head of TradingCRD 3193618

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 38

Active vs passive

$23.9M in ETFs

Passive

87%

$20.7M

Active

13%

$3.2M

ETFProviderStyleCategoryValueShares% of portfolio
GLOBAL X COPPER MINERS ETF (COPX)GlobalXPassiveNatural Resources$9.1M119,44638.20%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1540 Broadway
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth