ASSET MANAGEMENT ONE USA INC.

RIASEC RegisteredEst. 1997
Total AUM
$2.9B
Discretionary
$2.9B
100% of AUM
Avg account
$193M
Accounts
15
Employees
32
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
108982
Registered since
October 3, 1997
Custodians
MUFG FUND SERVICES LIMITED
Fee structure
Percentage of AUM, Hourly Charges, Other
Client types
  • Insurance Companies77.76%
  • Other Investment Advisers15.65%
  • Pooled Investment Vehicles6.59%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Asset Management One USA Inc. is a corporate-structured investment manager that has been registered with the SEC since 1997 and is classified in FINTRX as a hedge fund. The firm primarily serves institutional clients and operates as a commodity pool operator/commodity trading advisor (CPO/CTA), with advisory activities that include managing pooled investment vehicles, providing portfolio management for institutions, and selecting third‑party advisers. Its compensation arrangements include asset‑based fees and hourly charges. FINTRX indicates a mixed ownership profile encompassing domestic, foreign and individual stakeholders. The firm is not identified as an active ESG investor and does not present as a multi‑state adviser in the available data. Reported industry affiliations cover broker‑dealer activity, futures commission merchant relationships, banking/thrift and trust capabilities, insurance and real estate connections, and roles as sponsor or managing member of pooled vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 83%, Investment Grade Corp Bonds 15%, US Government Bonds 1%, Cash & Cash Equivalents 1%83%
  • Private Funds83%
  • Investment Grade Corp Bonds15%
  • US Government Bonds1%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • Shinjiro Nozaki

    President and CEOCRD 8084958

  • KRISTIN WILL

    Chief Compliance OfficerCRD 5599994

Contacts

3 of 4
  • Naoyuki Fujiwara

    Executive Vice PresidentCRD 8262954

  • Yoichiro Kuroda

    CRD 8262959

  • Sugio Suzuki

    DirectorCRD 8084695

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
250 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth