DFW Capital Partners

RIASEC Registered
Total AUM
$2.9B
Discretionary
$2.9B
100% of AUM
Avg account
$412M
Accounts
7
Employees
25
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
157337
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

DFW Capital Partners is organized as a limited liability company that functions as a private equity manager and sponsor. The firm is registered with the SEC (registration year 2012) and runs pooled investment vehicles, acting as sponsor, general partner, and managing member for those vehicles while providing portfolio management for them. Its client base is institutional, and its fee mix includes a percentage-of-AUM management fee, performance-based fees, and other fee arrangements. The firm is not identified as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Cheri Lieberman

    Cheri Lieberman

    Chief Financial OfficerCRD 6023586

  • Lynette Ashby

    Lynette Ashby

    General Counsel & Chief Compliance OfficerCRD 6308783

Contacts

3 of 3
  • Keith Pennell

    Keith Pennell

    Managing PartnerCRD 1992487

  • Brett Prager

    Brett Prager

    PartnerCRD 4439551

  • Douglas Gilbert

    Douglas Gilbert

    PartnerCRD 2179625

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
156 5th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth