Capital Counsel LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 109001
- Registered since
- October 6, 1999
- Website
- capitalcounsel.com
- Custodians
- THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM
- Client types
- HNWI78.01%
- Pooled Investment Vehicles14.06%
- Charitable Organizations7.12%
- Pension & Profit Sharing Plans0.54%
- Individuals0.27%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of Periodicals
Firm profile
FINTRXOverview
Capital Counsel LLC is an independent registered investment adviser organized as an LLC and SEC‑registered since 1999. The firm serves both individual/family clients and institutional accounts, charging fees as a percentage of assets under management. Its advisory activities include financial planning, discretionary portfolio management for individuals, small businesses and institutions, management of pooled investment vehicles, and the publication of investment periodicals or newsletters. The firm does not identify as an active ESG investor, is not a multi‑state adviser, and does not act as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities92%
- Cash & Cash Equivalents8%
Owners & executives
2 of 2
Lauren Blum
Chief Investment OfficerCRD 5121434
Chantalle Hanna
Chief Compliance OfficerCRD 8073003
Contacts
3 of 7
F Smith
FounderCRD 427521
James Magid
MemberCRD 316916
Terence Greene
PresidentCRD 2199432
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 4Active vs passive
$2.8M in ETFs
100%
$2.8M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 1-3 YEAR TREASURY BOND ETF (SHY) | BlackRock | Passive | Short Government | $1.4M | 17,100 | 50.15% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 527 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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