FMX EXECUTION, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
61
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
154075
Registered since
March 10, 2011

Firm profile

FINTRX

Overview

FMX Execution, LLC is organized as a limited liability company and has been registered with the SEC since 2011. Ownership is listed as a combination of a domestic entity and an individual; the firm’s formal classification in the snapshot is unclassified. The firm does not identify itself as a capital allocator, is not an active ESG investor, and is not flagged as a pension consultant or related adviser. It is not a newly formed adviser. Although it maintains multiple physical locations (see Location & Offices), the snapshot marks it as not registered as a multi-state adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 11
  • JONATHAN FARINA

    Chief Technology OfficerCRD 5495345

  • JASON HAUF

    Chief Financial OfficerCRD 4163331

  • WILLIAM SHIELDS

    Chief Compliance OfficerCRD 2380166

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Contacts

3 of 50
  • Logan Williams

    DirectorCRD 7925944

  • CHRISTOPHER FUTRICK

    Vice President, AccountingCRD 5474203

  • DENNIS FAHY

    AssociateCRD 2326951

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
55 Water St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth