FMB Wealth Management
Firm details
- Headquarters
- Westlake Village, California
- CRD number
- 122309
- Registered since
- November 8, 2002
- Website
- www.fmbwealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI85.8%
- Individuals13.79%
- Charitable Organizations0.37%
- Corporations / Businesses0.04%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
FMB Wealth Management is an independent registered investment adviser organized as a corporation and owned by an individual. The firm has been SEC-registered since 2002 and focuses on fee-based portfolio management for individuals and small businesses. Its client base is primarily individual and family clients, and it charges a percentage-of-AUM fee for advisory services. FMB does not position itself as a capital allocator, is not an active ESG investor, and is not registered as a multi-state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds82%
- Exchange Traded Equities9%
- Cash & Cash Equivalents5%
- State & Local Bonds3%
- Other1%
Owners & executives
2 of 2
Daniel Mock
Partner and Chief Investment OfficerCRD 6343729
David Howerton
CCO & COOCRD 4540828
Contacts
3 of 6
Brandon Berges
Associate AdvisorCRD 8278036
Jeremy Fields
PartnerCRD 6144701
Andrew Miller
AdvisorCRD 6698753
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 49Active vs passive
$248M in ETFs
5%
$11.7M
81%
$236M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $51.1M | 1,152,783 | 20.61% |
Location
Westlake Village, CA
Ventura
Location
Westlake Village, CA
Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Ventura
- Address
- 100 N Westlake Blvd
- Time zone
- PT (UTC-8)
- Office locations
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