FLI Investors, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Jericho, New York
CRD number
17128
Registered since
August 5, 1988

Firm profile

FINTRX

Overview

FLI Investors, LLC is organized as a limited liability company with ownership described as a mix of a domestic entity and an individual. The firm’s public profile is sparse: it is classified as unclassified in the dataset and has not reported typical advisor characteristics such as fee schedules, client segments, or specific advisory activities. The record indicates the firm does not operate as a capital allocator, does not identify as an active ESG investor, and is not listed as a pension consultant or related adviser. It is also not flagged as a multi-state or newly formed adviser. The firm supplied no narrative on its investment focus, manager selection process, or affiliations, and FINTRX shows no entries under activities and affiliations.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Robert Rosenthal

    Robert Rosenthal

    Chairman, CEO & Chief Investment OfficerCRD 1439033

  • Ralph Palleschi

    Ralph Palleschi

    President and Chief Operating OfficerCRD 1439102

Contacts

3 of 6
  • Philip Malakoff

    Philip Malakoff

    Executive Manager DirectorCRD 1614500

  • Edward Palleschi

    Edward Palleschi

    Executive Manager DirectorCRD 4157317

  • Therese Vobis

    Therese Vobis

    Senior Vice PresidentCRD 6896614

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Jericho, NY

Nassau

Location

Jericho, NY

Headquartered in Jericho, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
1 Jericho Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth