Firstrade Securities Inc.

Broker-DealerFINRA MemberEst. 1985
Total AUM
—
Advisory reps
29
Avg account
$0

Firm details

Headquarters
Flushing, New York
CRD number
16843
Registered since
October 17, 1985

Firm profile

FINTRX

Overview

Firstrade Securities Inc. is organized as a corporation and has been SEC-registered since 1985. FINTRX classifies its ownership as a domestic entity with individual ownership and lists the firm as "Unclassified" for adviser type. The dataset indicates several service and regulatory flags: the firm is not recorded as a capital allocator, is not an active ESG investor, is not designated as a multi-state adviser, is not a pension consultant, and is not listed as a related adviser. FINTRX does not provide details in this extract about the firm’s client segments, fee schedule, or the specific advisory activities it undertakes.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • John Liu

    Chairman and Chief Executive OfficerCRD 712988

  • Evan Brown

    Evan Brown

    Chief Compliance OfficerCRD 6563464

Contacts

3 of 27
  • Jimmy Wang

    Registered RepresentativeCRD 1861017

  • Julie Ku

    Registered RepresentativeCRD 1939433

  • Kristina Bartscht

    Kristina Bartscht

    Associate DirectorCRD 2211788

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Flushing, NY

Queens

Location

Flushing, NY

Headquartered in Flushing, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Queens
Address
3050 Whitestone Expy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth