Firstrade Securities Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
29
Avg account
$0

Firm details

Headquarters
Flushing, New York
CRD number
16843
Registered since
October 17, 1985

Firm profile

FINTRX

Overview

Firstrade Securities Inc. is organized as a corporation and, in the dataset, is shown as having both a domestic-entity and an individual owner. The firm is labeled as "Unclassified" in the provided classification field. It is not identified as a capital allocator, and the data indicates it does not identify as an active ESG investor. Additional operational attributes in the snapshot show it is not a multistate adviser, not newly formed, not a pension consultant, and not a related adviser. The firm did not supply detail for several common disclosure items in the snapshot: client base, fee structure, business activities, and advisory activities are not populated in the source. Likewise, a separate activities-and-affiliations field was left blank, so there is limited public information in this dataset about the services it offers, target clients, or how it positions its investment or advisory capabilities.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • John Liu

    Chairman and Chief Executive OfficerCRD 712988

  • Evan Brown

    Evan Brown

    Chief Compliance OfficerCRD 6563464

Contacts

3 of 27
  • Jimmy Wang

    Registered RepresentativeCRD 1861017

  • Julie Ku

    Registered RepresentativeCRD 1939433

  • Kristina Bartscht

    Kristina Bartscht

    Associate DirectorCRD 2211788

Unlock 24 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Flushing, NY

Queens

Location

Flushing, NY

Headquartered in Flushing, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Queens
Address
3050 Whitestone Expy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth