Firstrade Securities Inc.
Firm details
- Headquarters
- Flushing, New York
- CRD number
- 16843
- Registered since
- October 17, 1985
- Website
- www.firstrade.com
Firm profile
FINTRXOverview
Firstrade Securities Inc. is recorded as a corporate entity that has been SEC-registered since 1985. FINTRX classifies the firm as unclassified and lists its ownership as a combination of a domestic entity and an individual. The profile indicates the firm is not tracked as a capital allocator and does not appear as an active ESG investor. FINTRX also notes the firm is not designated as a multi-state adviser, not newly formed, and not identified as a pension consultant or related adviser. Several typical advisor fields in the FINTRX snapshot — such as client base, fee structure, business and advisory activities — are not populated in the available record. That absence, combined with the lack of reported AUM and client accounts in FINTRX, suggests the platform does not capture traditional discretionary advisory activity for this entity.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2John Liu
Chairman and Chief Executive OfficerCRD 712988

Evan Brown
Chief Executive OfficerCRD 6563464
Contacts
3 of 25Yujiuan Chao
New Accounts SupervisionCRD 7335982

Yifei Gu
AccountantCRD 7587588
Sharon Tran
Customer Service RepresentativeCRD 6773956
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Flushing, NY
Queens
Location
Flushing, NY
Headquartered in Flushing, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Queens
- Address
- 3050 Whitestone Expy
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Empire Investment Inc.
Broker-DealerFlushing, NY
Bowne Park Capital, Inc.
Broker-DealerFlushing, NY
Monness Crespi Hardt & Co, Inc.
Broker-DealerNew York, NY
Watson Management Associates, LLC
Broker-DealerNew York, NY
Samuel A. Ramirez & Company, Inc.
Broker-DealerNew York, NY
Itau Bba USA Securities, Inc.
Broker-DealerNew York, NY